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2017 ENFORCEMENT ORDERS


 
NOTE:  All documents are in PDF format.
 
Elish & Elish, Inc. d/b/a Peter Elish Investments Securities of Canonsburg, Pa., have entered into a Consent Agreement and Order, will take corrective actions, and pay an assessment for violations of the Pennsylvania Securities Act of 1972.
 
Yapstone Holdings, Inc. and Yapstone, Inc., Delaware corporations located in Walnut Creek, Ca., have entered into a Consent Agreement and Order, will pay a fine, and take corrective actions for violations of the Money Transmitter Act.
 
2/24/17
Auto Junction, Inc. (PDF)
Auto Junction, Inc., of Bradford, Pa., has entered into a Consent Agreement and Order, will pay a fine, and take corrective actions for violations of the Consumer Credit Code.
 
Western Funding Incorporated of Las Vegas, NV, has entered into a Consent Agreement and Order, will pay a fine, and take corrective actions for violations of the Consumer Credit Code.
 
2/9/17
AGCO Finance LLC (PDF)
AGCO Finance LLC of Johnston, IA, has entered into a Consent Agreement and Order, will pay a fine, and take corrective actions for violations of the Consumer Credit Code.
 
2/9/17
DLL Finance LLC (PDF)
DLL Finance LLC of Johnston, IA, has entered into a Consent Agreement and Order, will pay a fine, and take corrective actions for violations of the Consumer Credit Code.
 
Mahindra Finance USA LLC of Johnston, IA, has entered into a Consent Agreement and Order, will pay a fine, and take corrective actions for violations of the Consumer Credit Code.
 
2/8/17
Key Funding, LLC (PDF)
Key Funding, LLC, of York, Pa., has entered into a Consent Agreement and Order, will pay a fine, and take corrective actions for violations of the Consumer Credit Code.