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2017 ENFORCEMENT ORDERS


 
NOTE:  All documents are in PDF format.
 
TRF Enterprise Fund, Inc., of Philadelphia, Pa., has entered into a Consent Agreement and Order, will pay a fine, and take corrective actions for violations of the Consumer Discount Company Act.
 
Rosenberg’s Check Cashing, Inc., of Philadelphia, Pa., has entered into a Consent Agreement and Order, will pay a fine, and take corrective actions for violations of the Check Casher Licensing Act.
Obsidian Financial Services, Inc., of Melbourne, Fla., has entered into a Consent Agreement and Order, will pay a fine, and take corrective actions for violations of the Mortgage Licensing Act.
 
Eustace Oris Uku, and Exico, Inc. of Pittsburgh, Pa., have been barred from the securities business in Pennsylvania for five years, entered into a Consent Agreement and Order, and will take corrective actions for violations of the Pennsylvania Securities Act of 1972.
 
Private Advisor Group, LLC of Morristown, NJ, has entered into a Consent Agreement and Order, will take corrective actions, and pay an assessment for violations of the Pennsylvania Securities Act of 1972.
 
Robert Cline d/b/a Cline’s Auto Sales of North Huntington, Pa., has entered into a Consent Agreement and Order, will pay a fine, and take corrective actions for violations of the Consumer Credit Code.
 
East Coast Cash for Gold of Philadelphia, Pa., has entered into a Consent Agreement and Order, will pay a fine, and take corrective actions for violations of the Check Casher Licensing Act.
 
Woodbridge Structured Funding, LLC of Sherman Oaks, Ca., have entered into a Consent Agreement and Order, will take corrective actions, and pay an assessment for violations of the Pennsylvania Securities Act of 1972.
 
Premier Innovations Group, Inc. and Clique Vodka Limited, of Pittsburgh, Pa., and Hubbard, Ohio, and Noah Cohen have been barred from the securities business in Pennsylvania for 10 years, entered into a Consent Agreement and Order, will take corrective actions, and pay an assessment for violations of the Pennsylvania Securities Act of 1972.
  
Elish & Elish, Inc. d/b/a Peter Elish Investments Securities of Canonsburg, Pa., have entered into a Consent Agreement and Order, will take corrective actions, and pay an assessment for violations of the Pennsylvania Securities Act of 1972.
 
Yapstone Holdings, Inc. and Yapstone, Inc., Delaware corporations located in Walnut Creek, Ca., have entered into a Consent Agreement and Order, will pay a fine, and take corrective actions for violations of the Money Transmitter Act.
 
2/24/17
Auto Junction, Inc. (PDF)
Auto Junction, Inc., of Bradford, Pa., has entered into a Consent Agreement and Order, will pay a fine, and take corrective actions for violations of the Consumer Credit Code.
 
Western Funding Incorporated of Las Vegas, NV, has entered into a Consent Agreement and Order, will pay a fine, and take corrective actions for violations of the Consumer Credit Code.
 
2/9/17
AGCO Finance LLC (PDF)
AGCO Finance LLC of Johnston, IA, has entered into a Consent Agreement and Order, will pay a fine, and take corrective actions for violations of the Consumer Credit Code.
 
2/9/17
DLL Finance LLC (PDF)
DLL Finance LLC of Johnston, IA, has entered into a Consent Agreement and Order, will pay a fine, and take corrective actions for violations of the Consumer Credit Code.
 
Mahindra Finance USA LLC of Johnston, IA, has entered into a Consent Agreement and Order, will pay a fine, and take corrective actions for violations of the Consumer Credit Code.
 
2/8/17
Key Funding, LLC (PDF)
Key Funding, LLC, of York, Pa., has entered into a Consent Agreement and Order, will pay a fine, and take corrective actions for violations of the Consumer Credit Code.