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2018 ENFORCEMENT ORDERS


 
NOTE:  All documents are in PDF format.
 
Future Income Payments, LLC f/k/a Pensions, Annuities and Settlements LLC of Irvine, Ca., has entered into a Consent Agreement and Order, will take corrective actions, and cease and desist from specified activities for violations of the Consumer Discount Company Act and the Loan Interest and Protection Law.
 
4/25/18
United Bank of Philadelphia has entered into an Amended Consent Order under the Department of Banking and Securities Code.
 
Jack Giambalvo Motor Co., Inc. d/b/a Tyler Run Auto Sales of York, Pa., has entered into a Consent Agreement and Order, will pay a fine, and take corrective actions for violations of the Consumer Credit Code.
 
Pratixa Corporation d/b/a Rt. 115 Food Mart of Effort, Pa., has entered into a Consent Agreement and Order, will pay a fine, and take corrective actions for violations of the Check Casher Licensing Act.
 
Fast Cash Consignment of Connellsville. Pa., has entered into a Consent Agreement and Order, will pay a fine, pay restitution to consumers, and take corrective actions for violations of the Loan Interest and Protection Law.
 
3/29/18
Financial Advisors Consortium, Inc. and David E. Martin (PDF)
Financial Advisors Consortium, Inc., of Pittsburgh, Pa., and David E. Martin have entered into a Consent Agreement and Order, will pay an assessment, and take corrective actions for violations of the Pennsylvania Securities Act of 1972.
 
The Department has ordered corrections and fined Riverside Mortgage Group, LLC of Chadds Ford, Pa., for violations of the Mortgage Licensing Act.
 
3/27/18
Nova Financial Inc. (PDF)
The Department has ordered corrections and fined Nova Financial Inc. of Philadelphia, Pa., for violations of the Mortgage Licensing Act.
 
Chesapeake Home Sales, Inc. has entered into a Consent Agreement and Order, will pay a fine, and take corrective actions for violations of the Mortgage Licensing Act and the Loan Interest and Protection Law.
 
2/14/18
Martino and Miles, Inc. d/b/a Peerless Advisors, and Daryl S. Martino (PDF)
The department has ordered Martino and Miles, Inc. d/b/a Peerless Advisors, and Daryl S. Martino of King of Prussia and Oaks, Pa., to pay an administrative assessment for violations of the Pennsylvania Securities Act of 1972.
 
Aitken Research Group LLC and Chad K. Aitken of Pittsburgh, Pa., have entered into a Consent Agreement and Order for violations of the Pennsylvania Securities Act of 1972.
 
2/6/18
Michael Daniel Neft (PDF)
Michael Daniel Neft of Doylestown, Pa., has entered into a Consent Agreement and Order, will pay an assessment, and take corrective actions for violations of the Pennsylvania Securities Act of 1972.
 
Wesleyan Investment Foundation, Inc., of Fishers, Ind., has entered into a Consent Agreement and Order, will pay an assessment, and take corrective actions for violations of the Pennsylvania Securities Act of 1972.
 
1/12/18
New Era Group, Inc. (PDF)
New Era Group, Inc., of Camarillo, Ca., has entered into a Consent Agreement and Order, will pay a fine, and take corrective actions for violations of the Debt Settlement Services Act.
 
Endless Mountain Development Co., Inc., of Rome, Pa., has entered into a Consent Agreement and Order, will pay a fine, and take corrective actions for violations of the Consumer Credit Code.
 
Robert John Knox, Jr. has entered into a Consent Agreement and Order, will pay an assessment, and take corrective actions for violations of the Pennsylvania Securities Act of 1972.