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2018 ENFORCEMENT ORDERS


 
NOTE:  All documents are in PDF format.
 
Wesleyan Investment Foundation, Inc., of Fishers, Ind., has entered into a Consent Agreement and Order, will pay an assessment, and take corrective actions for violations of the Pennsylvania Securities Act of 1972.
 
1/12/18
New Era Group, Inc. (PDF)
New Era Group, Inc., of Camarillo, Ca., has entered into a Consent Agreement and Order, will pay a fine, and take corrective actions for violations of the Debt Settlement Services Act.
 
Endless Mountain Development Co., Inc., of Rome, Pa., has entered into a Consent Agreement and Order, will pay a fine, and take corrective actions for violations of the Consumer Credit Code.
 
Robert John Knox, Jr. has entered into a Consent Agreement and Order, will pay an assessment, and take corrective actions for violations of the Pennsylvania Securities Act of 1972.