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For Non-Depository



The Department of Banking and Securities will not take exception to licensees and registrants working from alternate site locations, whether licensed or not, until further notice.

Mail:
All applications, including new license, renewal license, and all amendments are made only electronically in the National Multistate Licensing System  (NMLS) or in The Portal, depending on license type.  The electronic applications contain instructions for attaching or providing any supporting documents electronically as well.  In addition, all payments for applications are made electronically in the systems.  Any physical mail received related to these items will be returned.


 

General Questions:

Licensing:                  717-787-3717 or email at RA-AskLicensing@pa.gov

Examinations:           717-425-5460 or email at RA-AskExams@pa.gov

Compliance:              717-772-3889 or email at RA-AskCompliance@pa.gov