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2021 Enforcement Orders


NOTE:  All documents are in PDF format.


7/26/21
Robert Pinzhoffer (PDF)
On July 26, 2021, DoBS issued an Order to Cease and Desist naming Robert Pinzhoffer for violations of the Mortgage Licensing Act. 

7/19/21
Tara Mortgage Services, LLC (PDF)
On July 19, 2021, DoBS issued an Order to Pay Fine naming Tara Mortgage Services, LLC for violations of the Mortgage Licensing Act.

7/19/21
Principle Home Mortgage, LLC (PDF)
On July 19, 2021, DoBS issued an Order to Pay Fine naming Principle Home Mortgage, LLC for violations of the Mortgage Licensing Act.

7/19/21
Northpoint Lending, LLC (PDF)
On July 19, 2021, DoBS issued an Order to Pay Fine naming Northpoint Lending, LLC for violations of the Mortgage Licensing Act. 

7/19/21
Eric Chesen (PDF)
On July 19, 2021, DoBS issued an Order to Pay Fine naming Eric Chesen for violations of the Mortgage Licensing Act.

7/19/21
Equity Financing Corporation (PDF)
On July 19, 2021, DoBS issued an Order to Pay Fine naming Equity Financing Corporation for violations of the Mortgage Licensing Act.

7/19/21
Delta Capital Group (PDF)
On July 19, 2021, DoBS issued an Order to Pay Fine naming Delta Capital Group for violations of the Mortgage Licensing Act.

7/19/21
CRW Mortgage, LLC (PDF)
On July 19, 2021, DoBS issued an Order to Pay Fine naming CRW Mortgage, LLC for violations of the Mortgage Licensing Act.

7/19/21
Assured Financial Services, Corporation (PDF)
On July 19, 2021, DoBS issued an Order to Pay Fine naming Assured Financial Services, Corporation for violations of the Mortgage Licensing Act.

7/14/21
Legacy Investment Advisors, LLC (PDF)
Legacy Investment Advisors, LLC, of Mt. Laurel, NJ has entered into a Consent Agreement and Order and will pay a fine for violations of the Pennsylvania Securities Act of 1972. 

7/12/21
Wyndham Capital Mortgage, Inc. (PDF)
Wyndham Capital Mortgage, Inc., of Charlotte, NC has entered into a Consent Agreement and Order and will take corrective action and pay a fine for violations of the Mortgage Licensing Act. 

7/12/21
Wrenne Financial Planning, LLC (PDF)
Wrenne Financial Planning, LLC of Lexington, KY has entered into a Consent Agreement and Order and will pay a fine for violations of the Pennsylvania Securities Act of 1972.

7/6/21
Superior Investment Performance, Inc., d/b/a Everyield Investments and Scott E. Anderson (PDF)
Superior Investment Performance, Inc., d/b/a Everyield Investments and Scott E. Anderson have entered into a Consent Agreement and Order and will pay a fine for violations of the Pennsylvania Securities Act of 1972.

7/6/21
Divi-Vest Advisors, Inc. (PDF)
Divi-Vest Advisors, Inc., of Rosemont, PA has entered into a Consent Agreement and Order and will pay a fine for violations of the Pennsylvania Securities Act of 1972.

6/21/21
Luminary Capital LLC and Matthew Christopher Fitzgerald (PDF)
Luminary Capital LLC and Matthew Christopher Fitzgerald have entered into a Consent Agreement and Order and will pay a fine for violations of the Pennsylvania Securities Act of 1972.

6/14/21
Kuranda Financial Mortgage Inc. (PDF)
Kuranda Financial Mortgage Inc. of Wayne, PA has entered into a Consent Agreement and Order and will pay a fine for violations of the Mortgage Licensing Act. 

6/14/21
Goldata Computer Services, Inc. d/b/a Goldata Financial, Elliot Mitchell Goldberg, 1931 Funding, LLC, 567 Funding, LLC, 442 Funding, LLC, 803 Funding, LLC, and Legs 1, LLC (PDF)
On June 14, 2021, DoBS issued an Order to Show Cause naming Goldata Computer Services, Inc. d/b/a Goldata Financial, Elliot Mitchell Goldberg, 1931 Funding, LLC, 567 Funding, LLC, 442 Funding, LLC, 803 Funding, LLC, and Legs 1, LLC for violations of the Pennsylvania Securities Act of 1972.

6/7/21
Aptus Financial, LLC (PDF)
Aptus Financial, LLC of Little Rock, AK, has entered into a Consent Agreement and Order and will pay a fine for violations of the Pennsylvania Securities Act of 1972.

6/1/21
Platinum Tickets, LLC and Patrick Brown (PDF)
On June 1, 2021, DoBS issued an Order to Show Cause naming Platinum Tickets, LLC and Patrick Brown for violations of the Pennsylvania Securities Act of 1972.

6/1/21
Thomas McDevitt (PDF)
On June 1, 2021, DoBS issued an Order to Show Cause naming Thomas McDevitt for violations of the Pennsylvania Securities Act of 1972. 

6/1/21
Ascension Investment Advisors and Jocelyn Wright (PDF)
On June 1, 2021, DoBS issued an Order to Show Cause naming Ascension Investment Advisors and Jocelyn Wright for violations of the Pennsylvania Securities Act of 1972.

5/24/21
Farah W. Issa, an individual, and National Lending Unlimited LLC (PDF)
The Commission issued an order approving a Consent Agreement and Order entered into by Farah W. Issa, an individual, and National Lending Unlimited LLC, of Cleveland, OH. Respondents will pay a fine and take corrective action for violations of the Mortgage Licensing Act.  

5/24/21
A Impuls Auto, Inc. (PDF)
The Commission has ordered that A Impuls Auto, Inc. license be suspended, ordered to pay a fine, and refund consumers for violations of the Consumer Credit Code.

5/24/21
Daniel J. Reisinger d/b/a Safe Investing Services (PDF)
On May 24, 2021, DoBS issued an Order to Show Cause naming Daniel J. Reisinger d/b/a Safe Investing Services for violations of the Pennsylvania Securities Act of 1972.

5/17/21
Legacy Advisory Group, Inc (PDF)
On May 17, 2021, DoBS issued an Order to Show Cause naming Legacy Advisory Group, Inc, LWM Income Fund, LLC, LWM Equity Fund, L.P., LWM Equity Fund, GP, LLC, David Gollner and Sherri Marini for violations of the Pennsylvania Securities Act of 1972.

5/17/21
Nationwide Mortgage Bankers, Inc. (PDF)
Nationwide Mortgage Bankers, Inc. has entered into a Consent Agreement and Order and will pay a fine for violations of the Mortgage Licensing Act. 

5/10/21
Teri Loan Holdings LLC (PDF)
On May 10, 2021, DoBS issued an Order to Pay Fine naming Teri Loan Holdings LLC for violations of the Consumer Discount Company Act. 

5/3/21
Network Capital Funding Corporation (PDF)
Network Capital Funding Corporation of Irvine, CA, has entered into a Consent Agreement and Order and will pay a fine for violations of the Mortgage Licensing Act.

5/3/21
Allied Servicing Corporation (PDF)
Allied Servicing Corporation of Spokane Valley, WA, has entered into a Consent Agreement and Order and will pay a fine and take corrective action for violations of the Mortgage Licensing Act.

4/26/21
Financial Services for America (PDF)
On April 26, 2021, DoBS issued an Order to Cease and Desist for Financial Services for America for violations of the Mortgage Licensing Act.

4/26/21
Aspen Properties Group, LLC (PDF)
Aspen Properties Group, LLC of Overland Park, KS, has entered into a Consent Agreement and Order and will pay a fine for violations of the Mortgage Licensing Act.
 
4/26/21
Robert Pinzhoffer (PDF)
On April 26, 2021, DoBS discontinued the March 15, 2021 Order to Pay fine naming Robert Pinzhoffer for violations of the Mortgage Licensing Act.
 
4/26/21
PTK Financial, LLC, Capricorn Income Fund I, LLC, Paul Terrance Kohler, Albert Vagnozzi (PDF)
On April 26, 2021, DoBS issued an Order to Show Cause naming PTK Financial, LLC, Capricorn Income Fund I, LLC, Paul Terrance Kohler, and Albert Vagnozzi for violations of the Pennsylvania Securities Act of 1972.
 
4/26/21
MDP Integrity Services, LLC (PDF)
On April 26, 2021, DoBS issued an Order to Vacate Suspension Order for MDP Integrity Services, LLC, vacating the February 22, 2021 suspension order.

4/19/21
All Credit Considered Mortgage, Inc. (PDF)
All Credit Considered Mortgage, Inc., of Rockville, MD, has entered into a Consent Agreement and Order and will pay a fine for violations of the Mortgage Licensing Act.

4/12/21
Marvin L. Mitchell d/b/a Mitchell Retirement Group, LLC (PDF)
On April 12, 2021, DoBS issued an Order to Show Cause naming Marvin L. Mitchell d/b/a Mitchell Retirement Group, LLC for violations of the Pennsylvania Securities Act of 1972.

4/5/21
Freedman Capital Group, LLC (PDF)
Freedman Capital Group, LLC, has entered into a Consent Agreement and Order and will pay a fine for violations of the Mortgage Licensing Act.
 
4/5/21
Red Carpet Auto Sales Limited Liability Company (PDF)
Red Carpet Auto Sales Limited Liability Company, of Connellsville, PA, has entered into a Consent Agreement and Order and will pay a fine for violations of the Consumer Credit Code.

3/23/21
On Q Financial, Inc. (PDF)
On Q Financial, Inc. of Tempe, AZ, has entered into a Consent Agreement and Order and will pay a fine for violations of the Mortgage Licensing Act.

3/15/21
Robert Pinzhoffer (PDF)
On March 15, 2021, DoBS issued an Order to Pay Fine naming Robert Pinzhoffer for violations of the Mortgage Licensing Act.
 
3/15/21
Strategic Funding, LLC (PDF)
On March 15, 2021, DoBS issued an Order to Pay Fine naming Strategic Funding, LLC for violations of the Mortgage Licensing Act. 

3/8/21
National Asset Mortgage, LLC of Columbia, SC, has entered into a Consent Agreement and Order and will pay a fine for violations of the Mortgage Licensing Act.

3/8/21
United Debt Settlement, LLC of New York, NY, has entered into a Consent Agreement and Order and will pay a fine and restitution for violations of the Debt Settlement Services Act.

2/22/21
Philadelphia Investment Partners, LLC and Peter C. Zeuli (PDF)
On February 22, 2021, DoBS issued an Order to Show Cause naming Philadelphia Investment Partners, LLC and Peter C. Zeuli for violations of the Pennsylvania Securities Act of 1972.

2/22/21
Intercap Lending, Inc. (PDF)
Intercap Lending, Inc. of Draper, UT, has entered into a Consent Agreement and Order and will pay a fine for violations of the Mortgage Licensing Act.

2/22/21
Benson Auto Sales, Inc. (PDF)
Benson Auto Sales, Inc. of Duncansville, PA, has entered into a Consent Agreement and Order and will pay a fine for violations of the Consumer Credit Code.

1/25/21
Stockton Mortgage Corporation (PDF)
Stockton Mortgage Corporation of Frankfort, KY, has entered into a Consent Agreement and Order and will pay a fine for violations of the Mortgage Licensing Act.

1/25/21
Ferne Kornfeld (PDF)
Ferne Kornfeld has entered into a Consent Agreement and Order and will pay an administrative assessment for violations of the Pennsylvania Securities Act of 1972.

1/12/21
Asset Management Associates of Medford, Inc. d/b/a M Financial Planning Services, Inc. (PDF)
Asset Management Associates of Medford, Inc. d/b/a M Financial Planning Services, Inc. of Marlton, NJ, has entered into a Consent Agreement and Order and will pay an administrative assessment for violations of the Pennsylvania Securities Act of 1972.

1/12/21
Samco Financial Services Corp. (PDF)
Samco Financial Services Corp. of Warrensville Heights, OH, has entered into a Consent Agreement and Order and will pay a fine for violations of the Check Casher Licensing Act.

1/12/21
Pentagon Federal Credit Union (PDF)
Pentagon Federal Credit Union of McLean, VA, has entered into a Consent Agreement and Order and will pay a fine for violations of the Consumer Credit Code.