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​2023 Enforcement Orders

NOTE:  All documents are in PDF format.

2/21/23
Aqua Innovations, Ltd. and Peter DeMarco (PDF)
The Commission issued an order approving a Consent Agreement and Order entered into by Aqua Innovations, Ltd. and Peter DeMarco. Respondents will pay a fine for violations of the Pennsylvania Securities Act of 1972.

2/21/23
Hegemony Inc. (PDF)
On February 21, 2023, the DOBS issued a Revocation Order naming Hegemony Inc. for violations of the Check Casher Licensing Act.

2/15/23
Dedicated Investment Advisers LLC and Steven M. Clott (PDF)
Dedicated Investment Advisers LLC and Steven M. Clott of Havertown, PA have entered into a Consent Agreement and Order and will pay a fine for violations of the Pennsylvania Securities Act of 1972.

2/8/23
Altair Management Partners, Inc. (PDF)
Altair Management Partners, Inc. has entered into a Consent Agreement and Order and will pay a fine for violations of the Pennsylvania Securities Act of 1972.

2/3/23
Nexo Capital, Inc. (PDF)
Nexo Capital, Inc. has entered into a Consent Agreement and Order and will pay a fine for violations of the Pennsylvania Securities Act of 1972.

2/1/23
Capital Energy Resources, LLC, Capital Energy Resources, LP-7, Thomas Colm McWilliams and Robert Stroud (PDF)
Robert Stroud has entered into a Consent Agreement and Order and will pay a fine for violations of the Pennsylvania Securities Act of 1972.

2/1/23
Diamond Money Order Company, LLC, Han-Young Huang and Michael Blicharski (PDF)
On February 1, 2023, the DOBS issued a Cease and Desist order naming Diamond Money Order Company, LLC, Han-Young Huang and Michael Blicharski for violations of the Money Transmitter Act. 

1/17/23
RAM Auto Solutions LLC (PDF)
On January 17, 2023, the DOBS issued a Suspension Order naming RAM Auto Solutions LLC for violations of the Consumer Credit Code.

1/17/23
Real McKoy Auto Sales LLC (PDF)
On January 17, 2023, the DOBS issued a Suspension Order naming Real McKoy Auto Sales LLC for violations of the Consumer Credit Code.

1/10/23
Lenox Financial Mortgage Corporation (PDF)
Lenox Financial Mortgage Corporation of Santa Ana, CA has entered into a Consent Agreement and Order and will pay a fine for violations of the Mortgage Licensing Act.