Issued Enforcement Orders

The following enforcement actions issued by the Department of Banking and Securities are not yet final. This means the individual or company may choose to appeal. NOTE: all documents are in PDF format.

8/1/18
Roaring Investments, Inc. and Alexander Rowland (PDF)

6/7/18
Kairos Capital Advisors, LLC and Russell Garn Redenbaugh (PDF)

5/30/18
Cerebrum Financial Services, LLC and Christopher Antoine Glover (PDF)

10/3/17

Credit Associates, LLC (PDF)

7/28/17

Rally Motors Automotive, Inc. (PDF)

7/21/17

Triangle Motorcar LLC (PDF)

6/19/17
Merkle Motors, LLC (PDF)

2/27/17

Pebblestone Financial (PDF)

5/19/16
Dean M. Lake, individually, d/b/a D&M Auto Sales (PDF)