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Banking and Securities Commission


The Banking and Securities Commission handles the adjudicatory function for the department, focusing on resolving disputes with depository, non-depository and securities entities and professionals.
 

Meet The Commissioners


   Richard Vague
   Vice Chair
   Secretary of Banking and Securities

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   James R. Biery
   Commissioner

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   ​William D. Luterman
   Commissioner
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   Mary E. Zenner
   Commissioner



Notice of Public Meeting

Notice of 2021 Public Meetings

Public meeting dates for the Commonwealth of Pennsylvania Banking and Securities Commission are scheduled to be held on the following dates:

February 25, May 20, August 19, and November 4  (all at 1pm).   These meeting dates have been publicized in the Patriot News in accordance with the Pennsylvania's Sunshine Act (Open Meetings Law), 65 Pa.C.S. §§ 701-716.  The agenda for the August 19, 2021 meeting date can be found here.

If you have any questions or if you wish to participate in the virtual meeting, you can call 717-783-2378 or email ra-bnsecuritiesscan@pa.gov .   In order to participate in the virtual meeting, you will need the meeting telephone number and ID number.

Please note all meetings will be recorded, and that by participating in the meetings you are giving your consent to be recorded.  


Banking and Securities 
Commission Public Meeting Minutes